Note: The regulation documents contain only the sections which have been amended. To view the entire regulation please go to the Gaming Statutes and Regulations page.
Regulation History (Adopted)
Effected Regulation | Description | Date Adopted | Effective Date |
---|---|---|---|
Regulation 1 | Issuance of Regulations; Construction; Definitions | 04/21/2022 | 04/21/2022 |
Regulation 1 | Definition of Registration | 09/24/2020 | 09/24/2020 |
Regulation 1 | Issuance of Regulations; Construction; Definitions | 06/25/2020 | 06/25/2020 |
Regulation 1 | Regulation 1.155 "Issuance of Regulations; Construction; Definitions | 05/17/2018 | 5/17/2018 |
Regulation 1 | Regulation 1.092 "Debit Instrument defined" and 1.146 "Prepaid access instrument" defined. | 02/20/2014 | 02/20/2014 |
Regulation 1 | Issuance of Regulations: Construction; Definitions | 07/28/2011 | 07/28/2011 |
Regulation 1 | "System based game" and "system based gaming device" defined; "System supported game" and "system supported gaming device" defined | 01/21/2010 | 01/21/2010 |
Regulation 1 | Issuance of Regulations | 05/22/2003 | Various |
Regulation 1.139 | "independent Accountant" Defined | 11/20/2008 | 11/20/2008 |
Regulation 1.141 | Definitions | 07/28/2005 | 07/28/2005 |
Regulation 1.190 | "Waging voucher" Defined | 05/18/2017 | 09/01/2017 |
Regulation 2.040 | Appearances | 05/16/2024 | 05/16/2024 |
Regulation 2.115 | Employee Records | 08/24/2017 | 08/24/2017 |
Regulation 2.070 | Service of Notices in General | 09/22/2011 | 09/22/2011 |
Regulation 3 | Licensing: Qualifications | 04/21/2022 | 04/21/2022 |
Regulation 3.015 | Applications for Restricted Licenses | 11/21/2013 | 01/01/2014 |
Regulation 3.015 | Applications for Restricted Licenses | 08/25/2011 | 08/25/2011 |
Regulation 3.015 | Applications for Restricted Licenses | 11/20/2008 | 11/20/2008 |
Regulation 3.015 | Applications for Restricted Licenses | 07/28/2005 | 07/28/2005 |
Regulation 3.015 | Applications for Restricted Licenses | 07/29/1999 | 01/01/2000 |
Regulation 3.015 | Applications for Restricted Licenses | 10/24/1990 | 10/24/1990 |
Regulation 3.050 | Financial Requirements | 03/23/2006 | 03/23/2006 |
Regulation 3.060 | Foreign Gaming | 02/27/2025 | 02/27/2025 |
Regulation 3.100 | Employee Report | 09/21/2023 | 09/21/2023 |
Regulation 3.100 | Employee Report | 10/24/2019 | 10/24/2019 |
Regulation 3.100 | Employee Report | 11/19/2015 | 05/01/2016 |
Regulation 3.100 | Employee Report | 11/21/2013 | 11/21/2013 |
Regulation 3.100 | Employee Report | 12/22/2011 | 12/22/2011 |
Regulation 3.100 | Employee Report | 11/18/2010 | 11/18/2010 |
Regulation 3.100 | Employee Report | 03/23/2006 | 03/23/2006 |
Regulation 4 | Application: Procedure | 07/28/2022 | 07/28/2022 |
Regulation 4 | Applications: Procedure | 04/21/2022 | 04/21/2022 |
Regulation 4 | Application and investigative fees | 06/25/2020 | 08/01/2020 |
Regulation 4.030, 4.070 | Classifications of licenses, and application and investigative fees | 10/24/2019 | 10/24/2019 |
Regulation 4.030 & 4.080 | Applications: Procedure & Classification of Licenses and Other Commission Actions for Which Applications Must be Made | 05/17/2018 | 05/17/2018 |
Regulation 4.030 | Classification of Licenses and Other Commission Actions for Which Applications Must be Made | 09/17/2015 | 09/17/2015 |
Regulation 4.030 | Classification of Licenses and Other Commission Actions for Which Applications Must be Made | 12/22/2011 | 12/22/2011 |
Regulation 4.030 | Classification of Licenses and Other Commission Actions for Which Applications Must be Made | 03/23/2006 | 03/23/2006 |
Regulation 4.070 | Applications: Procedure - Application and Investigative Fees | 08/23/2012 | 08/23/2012 |
Regulation 4.080 | Applications: Procedure - Time Limits Applicable to Commission Action | 04/19/2018 | 04/19/2018 |
Regulation 4.100 | Applications: Procedure | 08/25/2011 | 10/01/2011 |
Regulation 4.200 | Registrations - Hosting Centers, Independent Agents, Independent Hosts, Manufacturers and Distributors of Associated Equipment, and Service Providers | 09/21/2023 | 09/21/2023 |
Regulation 4A | Charitable lotteries and charitable games | 10/24/2019 | 10/24/2019 |
Regulation 4A.020 | Fees; Scope of Charitable Lottery or Charitable Game | 09/23/2021 | 09/23/2021 |
Regulation 5.080 | Changing of Games - Repeal | 01/24/2019 | 01/24/2019 |
Regulation 5.011 | Grounds for Disciplinary Action | 04/19/2018 | 04/19/2018 |
Regulation 5.011, 5.310 | Grounds for Disciplinary Action and Employees designated to Monitor Club Venues | 09/21/2023 | 09/21/2023 |
Regulation 5.025 | Operation of Keno Games | 09/21/2023 | 09/21/2023 |
Regulation 5.055 | Reports of violations and of felony convictions | 11/19/2015 | 05/01/2016 |
Regulation 5.100,101,105,160,240 | Operation of Gaming Establishments | 08/23/2012 | 08/23/2012 |
Regulation 5 | Operation of Gaming Establishments | 12/22/2022 | 01/01/2023 |
Regulation 5 | Operation of Gaming Establishments | 08/25/2022 | 08/25/2022 |
Regulation 5 | Operation of Gaming Establishments | 07/28/2022 | 07/28/2022 |
Regulation 5 | Operation of Gaming Establishments | 04/21/2022 | 04/21/2022 |
Regulation 5 | Operation of Gaming Establishments | 04/21/2022 | 04/21/2022 |
Regulation 5 | Gaming employees, armed security personnel, and independent hosts | 09/24/2020 | 09/24/2020 |
Regulation 5 | Workplace discrimination and harassment prevention and response | 11/21/2019 | Various |
Regulation 5 | Duties of licensees; Wagering accounts | 01/24/2019 | 01/24/2019 |
Regulation 5 | Club Venues | 03/22/2018 | Various |
Regulation 5 | Operation of Gaming Establishments | 05/18/2017 | 09/01/2017 |
Regulation 5 | Operation of Gaming Establishments | 10/20/2011 | 10/20/2011 |
Regulation 5 | Operation of Gaming Establishments | 07/28/2011 | 07/28/2011 |
Regulation 5 | Operation of Gaming Establishments | 01/21/2010 | 01/21/2010 |
Regulation 5.101 | Registration Required | 08/21/2008 | 07/01/2008 |
Regulation 5.102 | Temporary registration | 11/21/2024 | 11/21/2024 |
Regulation 5.104 | Investigation; uniform criteria for objection; objection | 08/21/2008 | 07/01/2008 |
Regulation 5.105 | Duties of Licensee | 09/21/2023 | 09/21/2023 |
Regulation 5.105 | Duties of licensee | 11/19/2015 | 05/01/2016 |
Regulation 5.105 | Duties of licensee | 08/21/2008 | 07/01/2008 |
Regulation 5.106 | Change of employment notice | 08/21/2008 | 07/01/2008 |
Regulation 5.100 - Regulation 5.108 | Repealed and replaced | 11/20/2003 | 01/01/2004 |
Regulation 5.100 - Regulation 5.108 | Definitions through Work Permit Records | 12/19/2002 | 01/01/2003 5.101 eff: 7/1/2003 |
Regulation 5.109 | Petition for hearing to reconsider objection to registration or to reconsider suspension or revocation of registration | 11/20/2003 | 11/20/2003 |
Regulation 5.110 | In-House Progressive Payoff Schedules | 09/21/2023 | 09/21/2023 |
Regulation 5.110 | Progressive Logging Requirements | 05/20/2021 | 05/20/2021 |
Regulation 5.115 | Periodic Payments | 11/21/2013 | 11/21/2013 |
Regulation 5.115 | Periodic Payments | 02/22/2001 | 02/22/2001 |
Regulation 5.160 | Surveillance Systems and the Adoption of Surveillance Standards for Nonrestricted Licensees | 07/28/2005 | 07/28/2005 |
Regulation 5.180 | Operation of an Inter-Casino Linked System | 09/21/2023 | 09/21/2023 |
Regulation 5.190 | Aggregate Payout Limits for Gambling Games | 01/25/2001 | 05/01/2001 |
Regulation 5.200 | Licensing and Operation of a Gaming salon | 09/21/2023 | 09/21/2023 |
Regulation 5.200 | Licensing and Operation of an International Gaming Salon | 11/20/2008 | 11/20/2008 |
Regulation 5.200 | Licensing and Operation of an International Gaming Salon | 12/21/2006 | 06/30/2007 |
Regulation 5.200 | Licensing and Operation of an International Gaming Salon | 01/24/2002 | 01/24/2002 |
Regulation 5.210 | Authorizing the Imposition of a Fee for Admission to an Area in Which Gaming is Conducted | 03/23/2006 | 03/23/2006 |
Regulation 5.215 | Operation of a System Supported or System Based Gaming Device | 09/21/2023 | 09/21/2023 |
Regulation 5.220 | Operation of a Mobile Gaming System | 09/22/2011 | 10/01/2011 |
Regulation 5.220 | Operation of a Mobile Gaming System | 03/23/2006 | 03/23/2006 |
Regulation 5.225 | Wagering Accounts | 12/19/2024 | 12/19/2024 |
Regulation 5.225 | Wagering Accounts | 09/21/2023 | 09/21/2023 |
Regulation 5.225 | Wagering accounts | 01/20/2022 | 01/20/2022 |
Regulation 5.225 | Wagering accounts | 08/19/2021 | 08/19/2021 |
Regulation 5.225, 5.240 | Wagering accounts and service providers | 10/24/2019 | 10/24/2019 |
Regulation 5.230 | Hosting Center; Registration Required | 09/21/2023 | 09/21/2023 |
Regulation 5.230,2305,231,232,240,242, 5A.220 | Operation of Gaming Establishments | 05/16/2024 | 05/16/2024 |
Regulation 5.240 | Service Providers | 09/20/2012 | 09/20/2012 |
Regulation 5.240 | Service Providers | 12/22/2011 | 12/22/2011 |
Regulation 5.260 | Cybersecurity | 07/25/2024 | 07/25/2024 |
Regulation 5.300,305,310 | Club Venues | 11/19/2015 | 05/01/2016 |
Regulation 5.320 | Club Venues | 11/19/2015 | Various |
Regulation 5.330 - 5.380 | Club Venues | 11/19/2015 | 05/01/2016 |
Regulation 5A.120,140,170,240 | Operation of Interactive Gaming | 10/24/2013 | 10/24/2013 |
Regulation 5A | Interactive gaming service providers | 10/24/2019 | 10/24/2019 |
Regulation 5A | Operation of Interactive Gaming | 01/24/2019 | 01/24/2019 |
Regulation 5A | Operation of Interactive Gaming | 05/18/2017 | 09/01/2017 |
Regulation 5A | Operation of Interactive Gaming | 12/22/2011 | 12/22/2011 |
Regulation 6.030 | Procedure for reporting and paying gaming taxes and fees. | 09/22/2016 | 11/01/2016 |
Regulation 6.010 and 6.080 | Definitions; Audited Financial Statements | 10/24/2013 | 10/24/2013 |
Regulation 6.031 | Transferable Tax Credits | 10/24/2013 | 10/24/2013 |
Regulation 6.010 and 6.080 | Definitions; Audited Financial Statements | 11/15/2012 | 7/1/13 and 1/1/13 |
Regulation 6.090, 6.100 and 6.150 | Internal Control for Group I Licensees; Internal Control for Group II Licensees; Minimum Bankroll Requirements | 05/17/2012 | 05/17/2012 |
Regulation 6.090 and 6.100 | Internal Control for Group I licensees and Internal control procedures for Group II licensees | 07/25/2024 | 07/25/2024 |
Regulation 6.090 and 6.100 | Internal Control for Group I licensees and Internal control procedures for Group II licensees | 03/21/2024 | 03/21/2024 |
Regulation 6.010 and 6.080 | Definitions; Audited Financial Statements | 10/20/2011 | 10/20/2011 |
Regulation 6.010 | Definitions | 11/18/2010 | 07/01/2011 |
Regulation 6.010 | Definitions | 11/19/2009 | 07/01/2010 |
Regulation 6.010 | Definitions | 11/21/2007 | 07/01/2008 |
Regulation 6.010 | Definitions | 11/16/2006 | 07/01/2007 |
Regulation 6.010 | Definitions | 11/17/2005 | 07/01/2006 |
Regulation 6.010 | Definitions | 11/18/2004 | 07/01/2005 |
Regulation 6.010 | Definitions | 11/20/2003 | 07/01/2004 |
Regulation 6 | Accounting Regulations | 08/25/2022 | 08/25/2022 |
Regulation 6 | Accounting Regulations | 04/21/2022 | 04/21/2022 |
Regulation 6 | Calculation of gross revenue | 11/21/2019 | 11/21/2019 |
Regulation 6 | Accounting Regulations | 10/28/2021 | 10/28/2021 |
Regulation 6 | Accounting Regulations | 05/22/2003 | Various |
Regulation 6.010 | Definitions | 11/21/2002 | 07/01/2003 |
Regulation 6.010 | Definitions | 11/19/2001 | 07/01/2002 |
Regulation 6.080 | Audited Financial Statements | 09/21/2023 | 09/21/2023 |
Regulation 6.080 | Audited Financial Statements | 11/18/2010 | 01/01/2011 |
Regulation 6.080 | Audited Financial Statements | 11/19/2009 | 01/01/2010 |
Regulation 6.080 | Audited Financial Statements | 11/21/2007 | 01/01/2008 |
Regulation 6.080 | Audited Financial Statements | 11/16/2006 | 01/01/2007 |
Regulation 6.080 | Audited Financial Statements | 11/17/2005 | 01/01/2006 |
Regulation 6.080 | Audited Financial Statements | 11/18/2004 | 01/01/2005 |
Regulation 6.080 | Audited Financial Statements | 11/20/2003 | 01/01/2004 |
Regulation 6.080 | Audited Financial Statements | 11/21/2002 | 01/01/2003 |
Regulation 6.080 | Audited Financial Statements | 11/19/2001 | 01/01/2002 |
Regulation 6.090 | Internal Control for Group I Licensees | 09/21/2023 | 09/21/2023 |
Regulation 6.090 | Internal Control for Group I Licensees | 09/21/2023 | 09/21/2023 |
Regulation 6.090 | Internal Control for Group 1 Licensees | 12/21/2006 | 06/30/2007 |
Regulation 6.105 | Internal Control for Operators of Inter-Casino Linked Systems and Mobile Gaming Systems | 03/23/2006 | 03/23/2006 |
Regulation 6.110 | Gross Revenue Computations | 05/16/2024 | 05/16/2024 |
Regulation 6.110 | Gross Revenue Computations | 09/17/2015 | 09/17/2015 |
Regulation 6.110 | Gross Revenue Computations | 09/22/2011 | 09/22/2011 |
Regulation 6.118 | Mandatory Disclosure Provisions for Credit Applications and Credit Instruments; Signature Requirements | 09/21/2023 | 09/21/2023 |
Regulation 6.118 | Mandatory Disclosure Provisions for Credit Applications and Credit Instruments | 03/23/2006 | 09/19/2006 |
Regulation 6.120 | Accounting Regulations | 03/23/2006 | 03/23/2006 |
Regulation 6.150 | Minimum Bankroll Requirements | 03/23/2006 | 03/23/2006 |
Regulation 6A | Repealed | 12/21/2006 | 06/30/2007 |
Regulation 6A.100 | Suspicious Activity Reports | 03/20/2003 | 03/20/2003 |
Regulation 7A | Patron disputes | 07/25/2024 | 07/25/2024 |
Regulation 7A | Patron disputes | 01/21/2021 | 01/21/2021 |
Regulation 7A.017 | Limitations Periods | 09/23/2021 | 09/23/2021 |
Regulation 8.020,030 | Transfer of Interest | 05/16/2024 | 05/16/2024 |
Regulation 8.060 | Participation in Operations | 01/24/2013 | 01/24/2013 |
Regulation 8.060 | Participation in Operations | 05/21/2009 | 05/21/2009 |
Regulation 8.130 | Transaction reports | 12/19/2024 | 12/19/2024 |
Regulation 8.130 | Transaction reports | 07/25/2024 | 07/25/2024 |
Regulation 8.130 | Transaction reports | 07/22/2021 | 07/22/2021 |
Regulation 8.130 | Transaction reports | 10/24/2019 | 10/24/2019 |
Regulation 8.130 | Transaction Reports | 12/22/2011 | 12/22/2011 |
Regulation 8.130 | Transaction Reports | 03/23/2006 | 03/23/2006 |
Regulation 9 | Closing due to emergency declarations | 08/27/2020 | 08/27/2020 |
Regulation 9.010 | Surrender of license on closing of business; closing due to natural disasters; closing due to emergency declarations | 07/25/2024 | 07/25/2024 |
Regulation 9.020 | Death or disability of licensee | 02/27/2025 | 02/27/2025 |
Regulation 10.041 | Enrollment | 05/16/2024 | 05/16/2024 |
Regulation 12 | Chips & tokens | 01/21/2021 | 01/21/2021 |
Regulation 12.060 | Use of Chips and Tokens | 11/18/2010 | 11/18/2010 |
Regulation 13 | Repealed | 03/22/2007 | 06/30/2007 |
Regulation 14 | Manufacturers, Distributors, Operators of Inter-Casino Linked Systems, Gaming Devices, New Games, Inter-Casino Linked Systems, On-Line Slot Metering Systems, Cashless Wagering Systems, Mobile Gaming Systems, Interactive Gaming Systems and Associated Equipment; Independent Testing Laboratories | 07/28/2022 | 07/28/2022 |
Regulation 14 | Manufacturers, Distributors, Operators of Inter-Casino Linked Systems, Gaming Devices, New Games, Inter-Casino Linked Systems, On-Line Slot Metering Systems, Cashless Wagering Systems, Mobile Gaming Systems, Interactive Gaming Systems and Associated Equipment; Independent Testing Laboratories | 04/21/2022 | 04/21/2022 |
Regulation 14 | Field Testing and Software Submissions | 06/25/2020 | 06/25/2020 |
Regulation 14 | Electronic Transfers | 06/25/2020 | 06/25/2020 |
Regulation 14 | Minimum Standards for Gaming Devices; Field Test of New or Modified Gaming Devices and Inter-Casino Linked Systems | 10/20/2016 | 10/20/2016 |
Regulation 14.020, 14.302, 14.305 | Manufacturer or Distributor of Associated Equipment | 11/19/2015 | 11/19/2015 |
Regulation 14 | Manufacturers, Distributors, Operators of Inter–Casino Linked Systems, Gaming Devices, New Games, Inter–Casino Linked Systems, On-Line Slot Metering Systems, Cashless Wagering Systems, Mobile Gaming Systems, Interactive Gaming Systems and Associated Equipment; Independent Testing Laboratories | 09/17/2015 | 09/17/2015 |
Regulation 14 | 14.260 - "Approval of associated equipment; applications and procedures" and 14.290 - "Installation of associated equipment" | 02/20/2014 | 02/20/2014 |
Regulation 14.010, 14.030,14.100 | Definitions, Approval of gaming devices and the operation of new inter-casino linked systems; applications and procedures, Final approval of new gaming devices and new inter-casino linked systems | 11/21/2013 | 11/21/2013 |
Regulation 14 Amendments (AGEM.LS061213R12C) Regulation 14 Ancillary Provisions 060513 v2 | Manufacturers, Distributors, Operators of Inter–Casino Linked Systems, Gaming Devices, New Games, Inter–Casino Linked Systems, On-Line Slot Metering Systems, Cashless Wagering Systems, Mobile Gaming Systems, Interactive Gaming Systems and Associated Equipment; Independent Testing Laboratories | 06/20/2013 | 06/20/2013 |
Regulation 14.050 | Technical Standards | 05/17/2012 | 05/17/2012 |
Regulation 14 | Reporting of manufacturers and distributors | 01/23/2020 | 01/23/2020 |
Regulation 14 | Registration of manufacturers of associated equipment; new games; definition of antique gaming device; miscellaneous, non-substantive corrections | 12/20/2018 | 01/01/2019 |
Regulation 14 | Manufacturers, Distributors, Operators of Inter–Casino Linked Systems, Gaming Devices, New Games, Inter–Casino Linked Systems, On-Line Slot Metering Systems, Cashless Wagering Systems, Mobile Gaming Systems, Interactive Gaming Systems and Associated Equipment; Independent Testing Laboratories | 03/22/2012 | 05/01/2012 |
Regulation 14 | Manufacturers, Distributors, Operators of Inter-Casino Linked Systems, Gaming Devices, New Games, Inter-Casino Linked Systems, and Associated Equipment | 12/22/2011 | 12/22/2011 |
Regulation 14 | Manufacturers, Distributors, Operators of Inter-Casino Linked Systems, Gaming Devices, New Games, Inter-Casino Linked Systems, and Associated Equipment | 07/28/2011 | 07/28/2011 |
Regulation 14 | Manufacturers, Distributors, Operators of Inter-Casino Linked Systems, Gaming Devices, New Games, Inter-Casino Linked Systems, and Associated Equipment | 04/22/2010 | 07/01/2010 |
Regulation 14 | Manufacturers, Distributors, Operators of Inter-Casino Linked Systems, Gaming Devices, New Games, Inter-Casino Linked Systems, and Associated Equipment | 05/22/2003 | Various |
Regulation 14.010 and 14.050 | Definitions and Technical Standards | 09/22/2011 | 09/22/2011 |
Regulation 14.010 | Definitions | 07/25/2024 | 07/25/2024 |
Regulation 14.010 | Definitions | 03/23/2006 | 03/23/2006 |
Regulation 14.025 | Certain themes prohibited in association with gaming devices | 12/19/2024 | 12/19/2024 |
Regulation 14.030 | Approval of Gaming Devices and the Operation of New Inter-Casino Linked Systems | 03/23/2006 | 03/23/2006 |
Regulation 14.080 | Field Test of New Gaming Devices and New Inter-Casino Linked Systems | 03/23/2006 | 03/23/2006 |
Regulation 14.105 | Installation of a System Based Game or a System Supported Game | 09/21/2023 | 09/21/2023 |
Regulation 14.160 | Duplication of Program Storage Media | 09/21/2023 | 09/21/2023 |
Regulation 14.170 | Marking, Registration, and Distribution of Gaming Devices | 09/21/2023 | 09/21/2023 |
Regulation 14.180 | Manufacturers, Distributors, Operators of Inter-Casino Linked Systems, Gaming Devices, New Games, Inter-Casino Linked Systems, and Associated Equipment | 07/28/2005 | 07/28/2005 |
Regulation 14.210 | Approval of Promotional; Devices; Applications and Procedures | 09/21/2023 | 09/21/2023 |
Regulation 14.301 | Manufacturers, Distributors, Operators of Inter-Casino Linked Systems, Gaming Devices, New Games, Inter-Casino Linked Systems, On-Line Slot Metering Systems, Cashless Wagering Systems, Mobile Gaming Systems, Interactive Gaming Systems and Associated Equipment; Independent Testing Laboratories | 07/28/2022 | 07/28/2022 |
Regulation 14.320 | Manufacturers, Distributors, Operators of Inter-Casino Linked Systems, Gaming Devices, New Games, Inter-Casino Linked Systems, and Associated Equipment | 09/18/2003 | 09/18/2003 |
Regulation 15 | Corporate Licensees | 08/22/2013 | 08/22/2013 |
Regulation 15 | Corporate Licensees | 12/22/2011 | 12/22/2011 |
Regulation 15A | Limited Partnership Licensees | 08/22/2013 | 08/22/2013 |
Regulation 15A | Limited Partnership Licensees | 12/22/2011 | 12/22/2011 |
Regulation 15B | Limited-Liability Company Licensees | 08/22/2013 | 08/22/2013 |
Regulation 15B | Limited-Liability Company Licensees | 12/22/2011 | 12/22/2011 |
Regulation 15.510.1-4 | Certain Transactions Prohibited - Corporate Licensee | 03/23/2006 | 03/23/2006 |
Regulation 15.585.7-3 | Certain Transactions Prohibited-Holding Company | 03/23/2006 | 03/23/2006 |
Regulation 16 | Filing of an application for a finding of suitability by a person engaging in certain proscribed activities | 11/21/2019 | 01/01/2020 |
Regulation 16 | Publicly Traded Corporations and Public Offerings of Securities | 05/19/2011 | 05/19/2011 |
Regulation 16 | "Institutional Investor" | 01/21/2010 | 01/21/2010 |
Regulation 16.010 and 16.405 | Definitions and Beneficial owners of voting securities | 11/21/2024 | 11/21/2024 |
Regulation 16.100 | Corporate Licensees | 03/23/2006 | 03/23/2006 |
Regulation 16.115 | Continuous or Delayed Public Offerings | 03/23/2006 | 03/23/2006 |
Regulation 16.430 | Institutional Investors | 06/20/2002 | 06/20/2002 |
Regulation 20 | Disseminators | 01/27/2011 | 01/27/2011 |
Regulation 20.030 | Rates and Billings; User Reports | 09/21/2023 | 09/21/2023 |
Regulation 20.070 | Reviewed Financial Statements | 09/21/2023 | 09/21/2023 |
Regulation 21 | Live Broadcasts | 01/27/2011 | 01/27/2011 |
Regulation 22.010 | Race books and Sports Pools | 09/21/2023 | 09/21/2023 |
Regulation 22.061 | Race Books and Sports Pools | 05/18/2017 | 09/01/2017 |
Regulation 22.061, 22.140, 22.155, 22.160 | Race Books and Sports Pools | 11/19/2015 | 11/19/2015 |
Regulation 22.080 | Payment of winning wagers | 04/22/2021 | 04/22/2021 |
Regulation 22.220 | Race Books and Sports Pools | 08/20/2015 | 08/20/2015 |
Regulation 22.120, 22.140, and 22.145 | Race Books and Sports Pools | 01/27/2011 | 01/27/2011 |
Regulation 22.150, 22.195, and 22.200 | Race Books and Sports Pools | 01/27/2011 | 01/27/2011 |
Regulation 22 | Payment of winning wagers | 08/27/2020 | 08/27/2020 |
Regulation 22 | Race books and sports pools | 10/28/2021 | 10/28/2021 |
Regulation 22 | Race books and sports pools | 01/24/2019 | 01/24/2019 |
Regulation 22 | Race Books and Sports Pools | 04/19/2018 | 04/19/2018 |
Regulation 22 | Race Books and Sports Pools | 05/18/2017 | 09/01/2017 |
Regulation 22 | Race Books and Sports Pools | 08/21/2008 | 08/21/2008 |
Regulation 22 | Race Books and Sports Pools | 09/27/2005 | 09/27/2005 |
Regulation 22.010, 22.060, 22.061, 22.062 and 22.064 | Race Books and Sports Pools | 12/21/2006 | 06/30/2007 |
Regulation 22.010 | Post Time | 06/20/2002 | 06/20/2002 |
Regulation 22.060 and 22.115 | Acceptance of wagers and Prohibition against rescission of wagers | 11/21/2024 | 11/21/2024 |
Regulation 22.120 | Prohibited Wagers | 01/25/2001 | 02/07/2001 |
Regulation 22.121 | Reports of Suspicious Activities | 01/25/2001 | 02/07/2001 |
Regulation 22.1201 and 22.1202 | Race Books and Sports Pools | 10/19/2023 | 10/19/2023 |
Regulation 22.135 | Use of Communication Devices Prohibited | 03/23/2006 | 03/23/2006 |
Regulation 22.210 | Race Books and Sports Pools | 08/23/2001 | 08/31/2001 |
Regulation 23.040 | Accounting for Transactions Between Card Table Bank and Card Room Bank | 09/21/2023 | 09/21/2023 |
Regulation 25 | Independent Agents | 07/28/2022 | 07/28/2022 |
Regulation 25 | Independent agent reporting requirements; registration renewals; registration expirations; and registration objections | 08/22/2019 | 08/22/2019 |
Regulation 25.040 | Independent Agents | 02/22/2024 | 02/22/2024 |
Regulation 26.060 | Commissions and Taxes | 09/21/2023 | 09/21/2023 |
Regulation 26A | Off-Track Pari-Mutuel Wagering | 01/27/2011 | 01/27/2011 |
Regulation 26A | Off-Track Pari-Mutuel Wagering | 08/21/2008 | 08/21/2008 |
Regulation 26A.020 | Post Time | 06/20/2002 | 06/20/2002 |
Regulation 26B | Off-track pari-mutuel other event wagering | 01/24/2019 | 01/24/2019 |
Regulation 26B | Off-Track Pari-Mutuel Other Event Wagering | 06/22/2017 | 07/01/2017 |
Regulation 26C.010 | Off-Track Pari-Mutuel Horse Race Account Wagering | 09/21/2023 | 09/21/2023 |
Regulation 26C.160, 26C.185, 26C.190 | Off-Track Pari-Mutuel Horse Race Account Wagering | 11/19/2015 | 11/19/2015 |
Regulation 26C | Pari-mutuel horse wagering accounts | 09/24/2020 | 09/24/2020 |
Regulation 26C | Call centers; Reserve requirements; communications technology | 01/24/2019 | 01/24/2019 |
Regulation 26C | Off-Track Pari-Mutuel Horse Race Account Wagering | 10/28/2021 | 10/28/2021 |
Regulation 26C | Off-Track Pari-Mutuel Horse Race Account Wagering | 05/18/2017 | 09/01/2017 |
Regulation 26C | Off-Track Pari-Mutuel Horse Race Account Wagering | 01/27/2011 | 01/27/2011 |
Regulation 26C | Off-Track Pari-Mutuel Horse Race Account Wagering | 08/21/2008 | 08/21/2008 |
Regulation 26C | Off-Track Pari-Mutuel Horse Race Account Wagering | 09/27/2005 | 09/27/2005 |
Regulation 26C.010 | Off-Track Pari-Mutuel Horse Race Account Wagering - Definitions | 12/20/2012 | 12/20/2012 |
Regulation 26C.071 | Off-Track Pari-Mutuel Horse Race Account Wagering | 12/21/2006 | 12/21/2006 |
Regulation 27 | Repealed | 05/17/2012 | 05/17/2012 |
Regulation 28 | List of excluded persons | 07/25/2024 | 07/25/2024 |
Regulation 28.010 | List of Exclusion and Ejectment | 01/25/2001 | 02/07/2001 |
Regulation 29 | Slot Machine Tax and License Fees | 08/25/2022 | 08/25/2022 |
Regulation 30 | Calculation of Payouts and Distribution of Goods | 05/17/2012 | 05/17/2012 |
Regulation 30 | Horse Racing | 04/19/2018 | 04/19/2018 |
Regulation 30 | Horse Racing - various | 11/20/2008 | 11/20/2008 |
Technical Standards (Adopted)
Technical Policies
Effected Regulation | Description | Date Adopted |
---|---|---|
Technical Policies (Notice 2012-51) | 05/24/2012 | |
Mobile Gaming System Policies | 05/18/2006 |