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Note: The regulation documents contain only the sections which have been amended. To view the entire regulation please go to the Gaming Statutes and Regulations page by clicking here.  

Regulation History (Adopted)

Regulation  Description  Date Adopted Effective Date 
Regulation 1  Regulation 1.155 "Issuance of Regulations; Construction; Definitions    05/17/2018  5/17/2018
Regulation 1 
Regulation 1.092 "Debit Instrument defined" and 1.146 "Prepaid access instrument" defined. 
02/20/2014 02/20/2014
Regulation 1 Issuance of Regulations: Construction; Definitions 07/28/2011 07/28/2011
Regulation 1 "System based game" and "system based gaming device" defined; "System supported game" and "system supported gaming device" defined 01/21/2010 01/21/2010
Regulation 1 Issuance of Regulations 05/22/2003 Various
Regulation 1.139 "independent Accountant" Defined 11/20/2008 11/20/2008
Regulation 1.141 Definitions 07/28/2005 07/28/2005
Regulation 1.190 "Waging voucher" Defined 05/18/2017 09/01/2017
Regulation 2.115
Employee Records
08/24/2017
08/24/2017
Regulation 2.070 Service of Notices in General 09/22/2011 09/22/2011
Regulation 3.015 Applications for Restricted Licenses 11/21/2013 01/01/2014
Regulation 3.015 Applications for Restricted Licenses 08/25/2011 08/25/2011
Regulation 3.015 Applications for Restricted Licenses 11/20/2008 11/20/2008
Regulation 3.015 Applications for Restricted Licenses 07/28/2005 07/28/2005
Regulation 3.015
Applications for Restricted Licenses
07/29/1999 01/01/2000
Regulation 3.015
Applications for Restricted Licenses
10/24/1990
10/24/1990
Regulation 3.050 Financial Requirements 03/23/2006 03/23/2006
Regulation 3.100
Employee Report
11/19/2015 05/01/2016
Regulation 3.100
Employee Report
11/21/2013 11/21/2013
Regulation 3.100 Employee Report 12/22/2011 12/22/2011
Regulation 3.100 Employee Report 11/18/2010 11/18/2010
Regulation 3.100 Employee Report 03/23/2006 03/23/2006
Regulation 4.030 & 4.080 Applications: Procedure &
Classification of Licenses and Other Commission Actions for Which Applications Must be Made
 05/17/2018 05/17/2018 
Regulation 4.030 Classification of Licenses and Other Commission Actions for Which Applications Must be Made 09/17/2015
09/17/2015
Regulation 4.030 Classification of Licenses and Other Commission Actions for Which Applications Must be Made 12/22/2011 12/22/2011
Regulation 4.030 Classification of Licenses and Other Commission Actions for Which Applications Must be Made 03/23/2006 03/23/2006
Regulation 4.070 Applications: Procedure - Application and Investigative Fees 08/23/2012 08/23/2012
Regulation 4.080 Applications: Procedure - Time Limits Applicable to Commission Action   04/19/2018 04/19/2018
Regulation 4.100 Applications: Procedure 08/25/2011 10/01/2011
Regulation 4.175 Repeal of Regulation 4.175. This regulation has been replaced by Regulation 5.109. 11/20/2003 11/20/2003
Regulation 5.011 Grounds for Disciplinary Action  04/19/2018  04/19/2018
Regulation 5.055
Reports of violations and of felony convictions  11/19/2015
05/01/2016
Regulation 5.100,101,105,160,240 Operation of Gaming Establishments 08/23/2012 08/23/2012
Regulation 5 Club Venues 03/22/2018 Various
Regulation 5 Operation of Gaming Establishments 05/18/2017 09/01/2017
Regulation 5 Operation of Gaming Establishments 10/20/2011 10/20/2011
Regulation 5 Operation of Gaming Establishments 07/28/2011 07/28/2011
Regulation 5 Operation of Gaming Establishments 01/21/2010 01/21/2010
Regulation 5.101 Registration Required 08/21/2008 07/01/2008
Regulation 5.104 Investigation; uniform criteria for objection; objection 08/21/2008 07/01/2008
Regulation 5.105
Duties of licensee
11/19/2015
05/01/2016
Regulation 5.105 Duties of licensee 08/21/2008 07/01/2008
Regulation 5.106 Change of employment notice 08/21/2008 07/01/2008
Regulation 5.100 - Regulation 5.108 Repealed and replaced 11/20/2003 01/01/2004
Regulation 5.100 - Regulation 5.108 Definitions through Work Permit Records 12/19/2002 01/01/2003
5.101 eff: 7/1/2003
Regulation 5.109 Petition for hearing to reconsider objection to registration or to reconsider suspension or revocation of registration 11/20/2003 11/20/2003
Regulation 5.115
Periodic Payments
11/21/2013
11/21/2013
Regulation 5.115 Periodic Payments 02/22/2001 02/22/2001
Regulation 5.130 Repeal of Regulation 5.130. This regulation has been replaced by Regulation 6.150. 03/23/2006 03/23/2006
Regulation 5.160 Surveillance Systems and the Adoption of Surveillance Standards for Nonrestricted Licensees 07/28/2005 07/28/2005
Regulation 5.190 Aggregate Payout Limits for Gambling Games 01/25/2001 05/01/2001 
Regulation 5.200 Licensing and Operation of an International Gaming Salon 11/20/2008 11/20/2008
Regulation 5.200 Licensing and Operation of an International Gaming Salon 12/21/2006 06/30/2007
Regulation 5.200 Licensing and Operation of an International Gaming Salon 01/24/2002 01/24/2002
Regulation 5.210 Authorizing the Imposition of a Fee for Admission to an Area in Which Gaming is Conducted 03/23/2006 03/23/2006
Regulation 5.220 Operation of a Mobile Gaming System 09/22/2011 10/01/2011
Regulation 5.220 Operation of a Mobile Gaming System 03/23/2006 03/23/2006
Regulation 5.240 Service Providers 09/20/2012 09/20/2012
Regulation 5.240 Service Providers 12/22/2011 12/22/2011
Regulation 5.300,305,310
Club Venues
11/19/2015  05/01/2016
Regulation 5.320
Club Venues
11/19/2015  Various
Regulation 5.330 - 5.380
Club Venues
11/19/2015  05/01/2016
Regulation 5A.120,140,170,240
Operation of Interactive Gaming
10/24/2013  10/24/2013
Regulation 5A Operation of Interactive Gaming 05/18/2017 09/01/2017
Regulation 5A Operation of Interactive Gaming 12/22/2011 12/22/2011
Regulation 6.030
Procedure for reporting and paying gaming taxes and fees.
 
09/22/2016 11/01/2016
Regulation 6.010 and 6.080 Definitions; Audited Financial Statements 10/24/2013 10/24/2013
Regulation 6.031 Transferable Tax Credits 10/24/2013 10/24/2013
Regulation 6.010 and 6.080 Definitions; Audited Financial Statements 11/15/2012 7/1/13 and 1/1/13
Regulation 6.090, 6.100 and 6.150 Internal Control for Group I Licensees; Internal Control for Group II Licensees; Minimum Bankroll Requirements 05/17/2012 05/17/2012
Regulation 6.010 and 6.080 Definitions; Audited Financial Statements 10/20/2011 10/20/2011
Regulation 6.010 Definitions 11/18/2010 07/01/2011
Regulation 6.010 Definitions 11/19/2009 07/01/2010
Regulation 6.010 Definitions  11/21/2007 07/01/2008
Regulation 6.010 Definitions 11/16/2006 07/01/2007
Regulation 6.010 Definitions  11/17/2005 07/01/2006 
Regulation 6.010 Definitions  11/18/2004 07/01/2005
Regulation 6.010 Definitions  11/20/2003 07/01/2004
Regulation 6 Accounting Regulations 05/22/2003 Various
Regulation 6.010 Definitions  11/21/2002 07/01/2003
Regulation 6.010 Definitions  11/19/2001 07/01/2002
Regulation 6.080 Audited Financial Statements  11/18/2010 01/01/2011
Regulation 6.080  Audited Financial Statements  11/19/2009 01/01/2010
Regulation 6.080  Audited Financial Statements  11/21/2007 01/01/2008
Regulation 6.080  Audited Financial Statements  11/16/2006  01/01/2007 
Regulation 6.080  Audited Financial Statements  11/17/2005 01/01/2006
Regulation 6.080  Audited Financial Statements  11/18/2004 01/01/2005
Regulation 6.080  Audited Financial Statements  11/20/2003 01/01/2004
Regulation 6.080  Audited Financial Statements  11/21/2002 01/01/2003
Regulation 6.080  Audited Financial Statements  11/19/2001 01/01/2002
Regulation 6.090 Internal Control for Group 1 Licensees 12/21/2006 06/30/2007
Regulation 6.105 Internal Control for Operators of Inter-Casino Linked Systems and Mobile Gaming Systems 03/23/2006 03/23/2006
Regulation 6.110 Gross Revenue Computations 09/17/2015 09/17/2015
Regulation 6.110 Gross Revenue Computations 09/22/2011 09/22/2011
Regulation 6.118 Mandatory Disclosure Provisions for Credit Applications and Credit Instruments 03/23/2006 09/19/2006
Regulation 6.120 Accounting Regulations 03/23/2006 03/23/2006
Regulation 6.150 Minimum Bankroll Requirements 03/23/2006 03/23/2006
Regulation 6A Repealed 12/21/2006 06/30/2007 
Regulation 6A.100 Suspicious Activity Reports 03/20/2003 03/20/2003
Regulation 8.060 Participation in Operations  01/24/2013 01/24/2013 
Regulation 8.060 Participation in Operations 05/21/2009 05/21/2009
Regulation 8.130 Transaction Reports 12/22/2011 12/22/2011 
Regulation 8.130 Transaction Reports 03/23/2006 03/23/2006
Regulation 12.060 Use of Chips and Tokens 11/18/2010 11/18/2010
Regulation 13 Repealed 03/22/2007 06/30/2007
Regulation 14 
Minimum Standards for Gaming Devices; Field Test of New or Modified Gaming Devices and Inter-Casino Linked Systems 10/20/2016
10/20/2016
Regulation 14.020, 14.302, 14.305
Manufacturer or Distributor of Associated Equipment 11/19/2015
11/19/2015
Regulation 14
Manufacturers, Distributors, Operators of Inter–Casino Linked Systems, Gaming Devices, New Games, Inter–Casino Linked Systems, On-Line Slot Metering Systems, Cashless Wagering Systems, Mobile Gaming Systems, Interactive Gaming Systems and Associated Equipment; Independent Testing Laboratories
09/17/2015 09/17/2015
Regulation 14
14.260 - "Approval of associated equipment; applications and procedures" and 14.290 - "Installation of associated equipment"
02/20/2014 02/20/2014
Regulation 14.010, 14.030,14.100
Definitions, Approval of gaming devices and the operation of new inter-casino linked systems; applications and procedures, Final approval of new gaming devices and new inter-casino linked systems
11/21/2013 11/21/2013

Regulation 14 Amendments (AGEM.LS061213R12C)

 

 

Regulation 14 Ancillary Provisions 060513 v2

Manufacturers, Distributors, Operators of Inter–Casino Linked Systems, Gaming Devices, New Games, Inter–Casino Linked Systems, On-Line Slot Metering Systems, Cashless Wagering Systems, Mobile Gaming Systems, Interactive Gaming Systems and Associated Equipment; Independent Testing Laboratories 06/20/2013 06/20/2013
Regulation 14.050 Technical Standards 05/17/2012 05/17/2012
Regulation 14 Manufacturers, Distributors, Operators of Inter–Casino Linked Systems, Gaming Devices, New Games, Inter–Casino Linked Systems, On-Line Slot Metering Systems, Cashless Wagering Systems, Mobile Gaming Systems, Interactive Gaming Systems and Associated Equipment; Independent Testing Laboratories 03/22/2012 05/01/2012
Regulation 14  Manufacturers, Distributors, Operators of Inter-Casino Linked Systems, Gaming Devices, New Games, Inter-Casino Linked Systems, and Associated Equipment  12/22/2011 12/22/2011
Regulation 14  Manufacturers, Distributors, Operators of Inter-Casino Linked Systems, Gaming Devices, New Games, Inter-Casino Linked Systems, and Associated Equipment  07/28/11 07/28/11
Regulation 14  Manufacturers, Distributors, Operators of Inter-Casino Linked Systems, Gaming Devices, New Games, Inter-Casino Linked Systems, and Associated Equipment  04/22/2010 07/01/2010
Regulation 14  Manufacturers, Distributors, Operators of Inter-Casino Linked Systems, Gaming Devices, New Games, Inter-Casino Linked Systems, and Associated Equipment  05/22/2003 Various
Regulation 14.010 and 14.050 Definitions and Technical Standards 09/22/2011 09/22/2011 
Regulation 14.010 Definitions 03/23/2006 03/23/2006
Regulation 14.030 Approval of Gaming Devices and the Operation of New Inter-Casino Linked Systems 03/23/2006  03/23/2006 
Regulation 14.080 Field Test of New Gaming Devices and New Inter-Casino Linked Systems 03/23/2006  03/23/2006 
Regulation 14.180 Manufacturers, Distributors, Operators of Inter-Casino Linked Systems, Gaming Devices, New Games, Inter-Casino Linked Systems, and Associated Equipment 07/28/2005 07/28/2005 
Regulation 14.320 Manufacturers, Distributors, Operators of Inter-Casino Linked Systems, Gaming Devices, New Games, Inter-Casino Linked Systems, and Associated Equipment 09/18/2003  09/18/2003 
Regulation 15
Corporate Licensees
08/22/2013 08/22/2013
Regulation 15 
Amendments to 15.1594-7, 15.530-1, 15.585.7-4 and 15.585.7-5. Deletion of 15.1594-5, 15.1594-8, 15.490.1b-1, 15.510.1-4, 15.585.7-3
Corporate Licensees 12/22/2011 12/22/2011
Regulation 15A
Limited Partnership Licensees
08/22/2013
08/22/2013
Regulation 15A 
Amendments to 15A.010, 15A.060, 15A.190. New 15A.065. Deletion of 15A.050, 15A.100.
Limited Partnership Licensees 12/22/2011 12/22/2011
Regulation 15B
Limited-Liability Company Licensees 08/22/2013
08/22/2013
Regulation 15B 
Amendments to 15.1594-7, 15.530-1, 15.585.7-4 and 15.585.7-5. Deletion of 15.1594-5, 15.1594-8, 15.490.1b-1, 15.510.1-4, 15.585.7-3
Limited-Liability Company Licensees 12/22/2011 12/22/2011 
Regulation 15.510.1-4  Certain Transactions Prohibited - Corporate Licensee 03/23/2006  03/23/2006
Regulation 15.585.7-3 Certain Transactions Prohibited-Holding Company 03/23/2006 03/23/2006
Regulation 16 Publicly Traded Corporations and Public Offerings of Securities 05/19/2011 05/19/2011
Regulation 16 "Institutional Investor" 01/21/2010 01/21/2010
Regulation 16.100 Corporate Licensees 03/23/2006 03/23/2006
Regulation 16.115 Continuous or Delayed Public Offerings 03/23/2006 03/23/2006
Regulation 16.430 Institutional Investors 06/20/2002 06/20/2002
Regulation 20 Disseminators 01/27/2011  01/27/2011 
Regulation 21 Live Broadcasts 01/27/2011  01/27/2011 
Regulation 22.061
Race Books and Sports Pools
05/18/2017
09/01/2017
Regulation 22.061, 22.140, 22.155, 22.160
Race Books and Sports Pools
11/19/2015
11/19/2015
Regulation 22.220
Race Books and Sports Pools
08/20/2015
08/20/2015
Regulation 22.120, 22.140, and 22.145 Race Books and Sports Pools 01/27/2011  01/27/2011 
Regulation 22.150, 22.195, and 22.200 Race Books and Sports Pools 01/27/2011  01/27/2011 
Regulation 22 Race Books and Sports Pools  04/19/2018  04/19/2018
Regulation 22 Race Books and Sports Pools 05/18/2017  09/01/2017 
Regulation 22 Race Books and Sports Pools 08/21/2008  08/21/2008 
Regulation 22 Race Books and Sports Pools 09/27/2005  09/27/2005 
Regulation 22.010, 22.060, 22.061, 22.062 and 22.064 Race Books and Sports Pools 12/21/2006  06/30/2007
Regulation 22.010  Post Time 06/20/2002 06/20/2002
Regulation 22.120  Prohibited Wagers 01/25/2001 02/07/2001
Regulation 22.121 Reports of Suspicious Activities 01/25/2001 02/07/2001
Regulation 22.135 Use of Communication Devices Prohibited 03/23/2006 03/23/2006
Regulation 22.210 Race Books and Sports Pools 08/23/2001 08/31/2001
Regulation 25 Independent Agents   03/22/2018  05/01/2018
Regulation 26A Off-Track Pari-Mutuel Wagering 01/27/2011 01/27/2011
Regulation 26A Off-Track Pari-Mutuel Wagering 08/21/2008 08/21/2008
Regulation 26A.020 Post Time 06/20/2002 06/20/2002
Regulation 26B
Off-Track Pari-Mutuel Other Event Wagering
06/22/2017
07/01/2017
Regulation 26C.160, 26C.185, 26C.190
Off-Track Pari-Mutuel Horse Race Account Wagering  11/19/2015
11/19/2015
Regulation 26C Off-Track Pari-Mutuel Horse Race Account Wagering 05/18/2017 09/01/2017
Regulation 26C Off-Track Pari-Mutuel Horse Race Account Wagering 01/27/2011 01/27/2011
Regulation 26C Off-Track Pari-Mutuel Horse Race Account Wagering 08/21/2008 08/21/2008
Regulation 26C Off-Track Pari-Mutuel Horse Race Account Wagering 09/27/2005 09/27/2005
Regulation 26C.010  Off-Track Pari-Mutuel Horse Race Account Wagering - Definitions 12/20/2012 12/20/2012 
Regulation 26C.071 Off-Track Pari-Mutuel Horse Race Account Wagering 12/21/2006 12/21/2006
Regulation 27  Repealed 05/17/2012 05/17/2012 
Regulation 28.010 List of Exclusion and Ejectment 01/25/2001 02/07/2001
Regulation 30   Calculation of Payouts and Distribution of Goods   05/17/2012  05/17/2012 
Regulation 30 Horse Racing 04/19/2018 04/19/2018
Regulation 30 Horse Racing - various 11/20/2008 11/20/2008

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Technical Standards (Adopted)

Description Date Adopted  Effective Date 
Technical Standards Definitions
  02/15/2016
Technical Standard 1 - Integrity of Gaming Devices
  02/15/2016
Technical Standard 2 - Proper Accounting for Gaming Devices
  02/15/2016
Technical Standard 6 - Interactive Gaming Systems and Associated Equipment  01/27/2012 04/08/2012
Technical Standard Changes for System Based Gaming, System Supported Gaming, and Offline Printing of Vouchers 12/27/2007 various
Technical Standard Removal Based Upon Repeal of Regulation 6A 07/26/2007 various
Technical Standards for Kiosks used on Cashless Wagering Systems 07/26/2007 various
Technical Standard 4 - Mobile Gaming Systems  03/23/2006 03/23/2006
Technical Standards for Gaming Devices and On-line Slot Systems 11/17/2005 various
Technical Standards for Gaming Devices 12/16/2004 various
Technical Standards for Gaming Devices  05/22/2003 various

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Technical Policies

Description  Date 
Technical Policies (Notice 2012-51)  05/24/2012
Mobile Gaming System Policies   05/18/2006 
Last updated: 5/21/2018 11:49:41 AM